Document type
Intelligent Compliance Documents Processing
Process regulatory compliance documents with high precision, extracting critical data for AML/KYC compliance, regulatory filings, and audit requirements.
99.8%Accuracy
90%Time Saved
24/7Processing
Processing Steps
How to Process compliance-documents
Follow these simple steps to extract data from your compliance-documents
1
Secure Document Upload
Upload compliance documents through encrypted channels
2
Regulatory Classification
AI identifies the specific regulatory framework and requirements
3
Compliance Data Extraction
Extract all regulatory data points with high precision
4
Validation & Reporting
Validate against regulatory requirements and generate compliance reports
Extracted Data
Compliance Documents Fields
ParseIQ automatically extracts and validates these fields from your documents
| Field Name | Type | Required | Description | Example |
|---|---|---|---|---|
| documentId | string | Yes | Unique identifier for the compliance document | N/A |
| documentType | string | Yes | Type of compliance document (regulatory filing, audit report, certification, etc.) | N/A |
| documentDate | date | Yes | Date when the document was created or filed | N/A |
| institutionName | string | Yes | Name of the financial institution | N/A |
| regulatoryAuthority | string | Yes | Relevant regulatory body or authority | N/A |
| complianceFramework | string | Yes | Specific regulatory framework being addressed (e.g., BSA, GDPR, Basel III) | N/A |
| reportingPeriod | object | Yes | Time period covered by the compliance document | N/A |
| submissionDeadline | date | No | Deadline for submission to regulatory authorities | N/A |
| submissionDate | date | No | Date when the document was submitted | N/A |
| riskAssessment | object | No | Risk assessment details and ratings | N/A |